Christopher W. Anderson,
Chief Compliance Officer
He earned his bachelor’s degree from California State University East Bay in 2004 in Computer Science with a minor in Mathematics. He started at Caldwell 20 years ago and has since evolved into the roles that involve him in every aspect of Caldwell’s business.
Chris serves on the committee for the development of the Securities Industry Essentials (SIE) Exam.
LICENSES
General Securities Principal
General Securities Representative
Financial and Operations Principal
Municipal Securities Principal
Municipal Securities Representative
Operations Professional
Phone | (415) 367-4982
Email | christopher.anderson@cald.com