E. Tobias Smith
Operations Manager
Toby traded ETF and equities securities for Headwaters Capital Electronic Trading Group from 2002-2005. He began his financial career with Banc One Capital Markets working on the trading floors of the CME, CBOE and Chicago Stock Exchange. Toby received a Bachelor of Arts Degree in Economics from the University of California Los Angeles.
LICENSES
Series 7 General Securities Representative
Series 52 Municipal Securities Representative
Series 63 State Law Exam
Series 65 Investment Advisor Law Exam
Phone | (415) 944-2094
Email | toby@cald.com